Broker dealer located in Chicago looking to bring on board a “Executive Director – FCM Compliance Advisory” to join their team. This role is currently in a hybrid schedule (3 days in office / week).Responsibilities:Support the Head of FCM Compliance by providing Compliance Advisory services to FCM (futures commission merchant) business line.Complete or assist in completing US FCM related regulatory inquiries.Complete or assist in completing US FCM BCAC guidance for management review.Collaborate to ensure Compliance Calendar deadlines are achieved.Create or assist in development of US FCM Policies and Procedures and Written Supervisory Procedures.Field FCM Business Questions.Support the Desk Heads with FCM related compliance matters.Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.At all times complying with Code of Conduct.To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility.To report any breaches of policy to Compliance and/ or your supervisor as required.To escalate risk events immediately.To provide input to risk management processes, as required.
Gradient Effects, Los Angeles, California is looking for animators who are not only great at their craftbut are also capable of training, critiquing and mentoring other artists.Duties and Responsibilities:~Working closely with the Rigging and Pipeline departments providing...
...organization. They are focused on enhancing and optimizing their Workday ecosystem to better support HR operations, reporting,... ...administering Workday HCM in an HRIS, HR Technology, or Systems Analyst role. ~ Hands-on experience working within Workday modules such...
...Job Description FUNERAL DIRECTOR / EMBALMER Looking for More Than Just Another Funeral Home? The right opportunity isn't just about compensation. It's about joining a team where you're genuinely supported, valued for your contribution, and given the resources...
Headlight, an agile software company, is hiring a Psychiatric Mental Health Nurse Practitioner to deliver high-quality tech-enabled mental health care. In this hybrid role, youll provide psychiatric assessments, diagnosis, and medication management via in-person and telehealth...
Cleveland Clinic Florida's Diagnostic Institute is seeking Board Certified/Board Eligible Diagnostic Radiologists - West Palm Beach, FloridaDiagnostic Radiology | Join Cleveland Clinics New 15 CityPlace Practice in West Palm BeachHelp Us Build the Future of Cleveland...